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Shanghai Chengrui Investment Ordered to Correct, Involved in Irregular Fund Management
Blue Whale News, February 25 — Recently, the Shanghai Regulatory Bureau of the China Securities Regulatory Commission issued an administrative penalty decision, targeting Shanghai Chengrui Investment Management Co., Ltd.
The decision states that Shanghai Chengrui Investment Management Co., Ltd. transferred some investment management functions of the fund to others during its private fund business operations, failed to fulfill its duty of prudence and diligence, and violated the provisions of the Interim Measures for the Supervision and Administration of Private Investment Funds.
In response, the Shanghai Regulatory Bureau of the China Securities Regulatory Commission has decided to take corrective supervision measures requiring Shanghai Chengrui Investment Management Co., Ltd. to make rectifications.